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Khoi Duy Nguyen

Wata Capital LLC

San Francisco, CA

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Current Employers
Wata Capital Llc

San Francisco, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-01-02
  • CA RA
    APPROVED
    Since 2026-01-02

Branch Locations

San Francisco, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. San Francisco CA 01/2007 07/2018
Wata Capital Llc San Francisco CA 06/2018 Present
  • 01/2007 → 07/2018
    Ameriprise Financial Services, Inc.
    San Francisco, CA
  • 06/2018 → Present
    Wata Capital Llc
    San Francisco, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-08-22
  • S66 Uniform Combined State Law Examination
    2005-08-22
Designations

View on SEC IAPD

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