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Diana Donovan Garcia

Ubs Financial Services Inc.

Franklin, TN

Nashville, TN

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2025-09-25
  • TN RA
    APPROVED
    Since 2025-09-25

Branch Locations

6100 Tower Circle Suite 100, Franklin, TN 37067 • United States

315 Deadrick Street 16Th Floor, Nashville, TN 37238 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Nashville TN 06/2015 04/2019
Ubs Nashville TN 04/2019 11/2022
Ubs Financial Services Inc. Nashville TN 12/2023 05/2025
Jds Custom Automotive Nolensville TN 12/2022 11/2023
Unemployed Brentwood TN 05/2025 08/2025
Ubs Financial Services Inc. Franklin TN 09/2025 Present
  • 06/2015 → 04/2019
    Ubs
    Nashville, TN
  • 04/2019 → 11/2022
    Ubs
    Nashville, TN
  • 12/2023 → 05/2025
    Ubs Financial Services Inc.
    Nashville, TN
  • 12/2022 → 11/2023
    Jds Custom Automotive
    Nolensville, TN
  • 05/2025 → 08/2025
    Unemployed
    Brentwood, TN
  • 09/2025 → Present
    Ubs Financial Services Inc.
    Franklin, TN
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-06-01
  • S66 Uniform Combined State Law Examination
    2022-06-01
Other Names
  • Diana Donovan Garcia
  • Diana Donovan
  • Diana D Garcia

View on SEC IAPD

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Other Offices

SAGESPRING WEALTH PARTNERS · Franklin, TN
D.A. DAVIDSON & CO. · FRANKLIN, TN
LPL FINANCIAL LLC · FRANKLIN, TN
EQUITABLE ADVISORS, LLC · FRANKLIN, TN
ONEDIGITAL · Franklin, TN
ONEDIGITAL · FRANKLIN, TN
EDWARD JONES · FRANKLIN, TN
EFINANCIAL ALLIANCE, LLC · FRANKLIN, TN

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