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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2019-10-23 |
| KS | RA | APPROVED | 2019-10-17 |
| MT | RA | APPROVED | 2019-10-09 |
| NC | RA | APPROVED | 2019-10-09 |
| OK | RA | APPROVED | 2019-10-09 |
| PA | RA | APPROVED | 2019-10-09 |
| UT | RA | APPROVED | 2019-10-09 |
| WA | RA | APPROVED | 2019-10-09 |
| TX | RA | APPROVED | 2009-10-05 |
Branch Locations
10375 Richmond Ave Suite 1503, Houston, TX 77042 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | The Woodlands | TX | 01/2011 | 03/2020 |
| Ameriprise Financial Services, Llc | Houston | TX | 03/2020 | Present |
Real Estate Ownership; Single Family; 7926 Park Hollow Ct, ,; ; 07/01/2010. Business Ownership; Covington Family Enterprises, LLC; ; Business Consulting, Real Estate Holding(s) (rental house); 15815 Red Hill TrailHouston TX 77095, ,; Not Investment-Related; 01/31/2018; 10 to 19 hours per month; 0 during trading hours. Outside Employment; JHRA Group, LLC; Employee Advisor; Manage advisory business; 10375 Richmond Ave, Suite 1503, Houston, TX, 77095; Investment-Related; 12/01/2014; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-12-21 |
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