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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2019-10-23
KS RA APPROVED 2019-10-17
MT RA APPROVED 2019-10-09
NC RA APPROVED 2019-10-09
OK RA APPROVED 2019-10-09
PA RA APPROVED 2019-10-09
UT RA APPROVED 2019-10-09
WA RA APPROVED 2019-10-09
TX RA APPROVED 2009-10-05
  • NV RA
    APPROVED
    Since 2019-10-23
  • KS RA
    APPROVED
    Since 2019-10-17
  • MT RA
    APPROVED
    Since 2019-10-09
  • NC RA
    APPROVED
    Since 2019-10-09
  • OK RA
    APPROVED
    Since 2019-10-09
  • PA RA
    APPROVED
    Since 2019-10-09
  • UT RA
    APPROVED
    Since 2019-10-09
  • WA RA
    APPROVED
    Since 2019-10-09
  • TX RA
    APPROVED
    Since 2009-10-05

Branch Locations

Houston, TX • United States

10375 Richmond Ave Suite 1503, Houston, TX 77042 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. The Woodlands TX 01/2011 03/2020
Ameriprise Financial Services, Llc Houston TX 03/2020 Present
Previous Registrations
  • 2007-05-31 → 2009-10-05
    Ameriprise Advisor Services, Inc.
    Houston, TX
  • 2005-01-01 → 2007-06-07
    A. G. Edwards & Sons, Inc.
    Spring, TX
    Spring, TX
Other Businesses

Real Estate Ownership; Single Family; 7926 Park Hollow Ct, ,; ; 07/01/2010. Business Ownership; Covington Family Enterprises, LLC; ; Business Consulting, Real Estate Holding(s) (rental house); 15815 Red Hill TrailHouston TX 77095, ,; Not Investment-Related; 01/31/2018; 10 to 19 hours per month; 0 during trading hours. Outside Employment; JHRA Group, LLC; Employee Advisor; Manage advisory business; 10375 Richmond Ave, Suite 1503, Houston, TX, 77095; Investment-Related; 12/01/2014; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-12-21
  • S66 Uniform Combined State Law Examination
    2004-12-21
Other Names
  • David Allen Covington

View on SEC IAPD

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