Joseph Arthur Toepke

Current Employers

Greenleaf Financial Network, Llc

Leawood, KS • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2026-07-06
TX	RA	APPROVED	2021-12-22

SC RA
APPROVED

Since 2026-07-06
TX RA
APPROVED

Since 2021-12-22

Branch Locations

St. Matthews, SC • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Waddell & Reed Inc	Jefferson City	MO	08/2015	02/2020
Various Insurance Carriers For W&R Insurance Agencies	Columbia	MO	09/2016	02/2020
Board Of Education-Columbia Public Schools	Columbia	MO	07/2014	Present
Mova	Jefferson City	MO	04/2014	06/2019
American Legion Post 202	Columbia	MO	03/2008	Present
Greenleaf Financial Network, Llc	Columbia	MO	02/2020	Present
Various Insurance Carriers	Columbia	MO	02/2020	Present

08/2015 → 02/2020

Waddell & Reed Inc

Jefferson City, MO
09/2016 → 02/2020

Various Insurance Carriers For W&R Insurance Agencies

Columbia, MO
07/2014 → Present

Board Of Education-Columbia Public Schools

Columbia, MO
04/2014 → 06/2019

Mova

Jefferson City, MO
03/2008 → Present

American Legion Post 202

Columbia, MO
02/2020 → Present

Greenleaf Financial Network, Llc

Columbia, MO
02/2020 → Present

Various Insurance Carriers

Columbia, MO

Previous Registrations

2016-09-16 → 2018-09-18

Waddell & Reed

Columbia, MO

Springfield, MO

Jefferson City, MO

Edmond, OK

Other Businesses

09/2016-Present; Various Insurance Carriers; Columbia, MO; Investment Related; Insurance Sales; Insurance Agent. 04/2014-06/2019; MOVA; Jefferson City, Mo; Not Investment Related; 501(c)(3); Vice President of the Board; 4hrs/Mo; 0hrs/Mo during Security Trading Hours. 07/2014-Present; Board of Education-Columbia Public Schools; Columbia, MO; Not Investment Related; 501(c)(3); Community Member; 4hrs/Mo; 0hrs/Mo during Security Trading Hrs. 03/2008-Present; American Legion Post 202; Columbia, MO; Not Investment Related; 501(c)(3); Post Adjutant; 6hrs/Mo; 0hrs/Mo during Security Trading Hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-08-25
S63	Uniform Securities Agent State Law Examination	2016-06-01

S65 Uniform Investment Adviser Law Examination

2016-08-25
S63 Uniform Securities Agent State Law Examination

2016-06-01

View on SEC IAPD