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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-08-30
  • TX RA
    APPROVED
    Since 2021-08-30

Branch Locations

1 Ikea-Rbfcu Pkwy, Live Oak, TX 78233-2792 • United States

Marion, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cuna Brokerage Services, Inc Waverly IA 10/2015 08/2021
Randolph Brooks Fcu Live Oak TX 05/2015 08/2021
Ameriprise Financial Services, Llc Live Oak TX 08/2021 Present
  • 10/2015 → 08/2021
    Cuna Brokerage Services, Inc
    Waverly, IA
  • 05/2015 → 08/2021
    Randolph Brooks Fcu
    Live Oak, TX
  • 08/2021 → Present
    Live Oak, TX
Previous Registrations
  • 2016-09-12 → 2021-09-02
    Cuna Brokerage Services, Inc.
    Live Oak, TX
Other Businesses

Outside Employment; RBFCU; Financial Advisor - Financial Advisor; ; 1 IKEA-RBFCU Parkway, , Live Oak, TX, 78233; Not Investment-Related; 03/02/2020; 40 to 59 hours per month; 40 to 59 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-09-07
  • S66 Uniform Combined State Law Examination
    2016-09-07
Other Names
  • Danielle D Thompkins
  • Danielle Denise Thompkins

View on SEC IAPD

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