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85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-06-10 |
Branch Locations
500 West Madison Suite 3800, Chicago, IL 60661 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual | Downers Grove | IL | 06/2015 | 09/2016 |
| Jp Morgan Chase | Glen Ellyn | IL | 10/2016 | 08/2018 |
| Jp Morgan Securities Llc | Glen Ellyn | IL | 10/2016 | 08/2018 |
| Oppenheimer & Co. Inc. | Chicago | IL | 09/2018 | 11/2022 |
| Ubs Financial Services Inc | Chicago | IL | 11/2022 | 06/2024 |
| Oppenheimer & Co. Inc. | Chicago | IL | 06/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-10-23 |
| S63 | Uniform Securities Agent State Law Examination | 2016-11-10 |
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