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900 S. Capital Of Tx Highway Suite 350, Austin, TX 78746 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-11-17 |
| CA | RA | APPROVED | 2025-11-12 |
Branch Locations
5973 Avenida Encinas #202, Carlsbad, CA 92008 • United States
900 S. Capital Of Tx Highway Suite 350, Austin, TX 78746 • United States
4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-07-12 |
Branch Locations
5973 Avenida Encinas #202, Carlsbad, CA 92008 • United States
4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| T. Rowe Price | Owings Mills | MD | 05/2015 | 11/2016 |
| Massmutual | Springfield | MA | 10/2019 | 01/2021 |
| Mml Distributors, Llc | Westminster | MD | 10/2019 | 01/2021 |
| Grp Advisor Alliance | Carlsbad | CA | 12/2016 | 10/2019 |
| Gwfs Equities, Inc. | Boston | MA | 01/2021 | 07/2021 |
| Lpl Financial, Llc | Carlsbad | CA | 08/2021 | 11/2025 |
| Global Retirement Partners | Carlsbad | CA | 07/2021 | Present |
| Global Retirement Partners, Llc | San Rafael | CA | 05/2023 | Present |
| Hub Investment Partners | Austin | TX | 11/2025 | Present |
1. 8/11/2021 - GRP FINANCIAL - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 8/19/2021 - Global Retirement Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - REGISTERED ADMIN. - Started 7/19/21 - 175 Hours Per Month/7 Hours During Securities Trading - Time Spent 90% - I provide administrative support to Global Retirement Partners, an independent investment advisor firm. I started this business activity in 7/2021. I expect to spend approximately 175 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 08/18/2022 - HUB International - Investment Related - At Reported Business Location(s) - Outside/W-2 Employment - Rep - Start Date - 08/19/2021 - 160 Hours Per Month/160 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-07-12 |
| S63 | Uniform Securities Agent State Law Examination | 2019-12-24 |
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