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Current Employers
Hub Investment Partners, Llc

900 S. Capital Of Tx Highway Suite 350, Austin, TX 78746 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-11-17
CA RA APPROVED 2025-11-12
  • TX RA
    APPROVED_RES
    Since 2025-11-17
  • CA RA
    APPROVED
    Since 2025-11-12

Branch Locations

5973 Avenida Encinas #202, Carlsbad, CA 92008 • United States

900 S. Capital Of Tx Highway Suite 350, Austin, TX 78746 • United States

Global Retirement Partners Llc

4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-07-12
  • CA RA
    APPROVED
    Since 2023-07-12

Branch Locations

5973 Avenida Encinas #202, Carlsbad, CA 92008 • United States

4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
T. Rowe Price Owings Mills MD 05/2015 11/2016
Massmutual Springfield MA 10/2019 01/2021
Mml Distributors, Llc Westminster MD 10/2019 01/2021
Grp Advisor Alliance Carlsbad CA 12/2016 10/2019
Gwfs Equities, Inc. Boston MA 01/2021 07/2021
Lpl Financial, Llc Carlsbad CA 08/2021 11/2025
Global Retirement Partners Carlsbad CA 07/2021 Present
Global Retirement Partners, Llc San Rafael CA 05/2023 Present
Hub Investment Partners Austin TX 11/2025 Present
  • 05/2015 → 11/2016
    T. Rowe Price
    Owings Mills, MD
  • 10/2019 → 01/2021
    Massmutual
    Springfield, MA
  • 10/2019 → 01/2021
    Mml Distributors, Llc
    Westminster, MD
  • 12/2016 → 10/2019
    Grp Advisor Alliance
    Carlsbad, CA
  • 01/2021 → 07/2021
    Gwfs Equities, Inc.
    Boston, MA
  • 08/2021 → 11/2025
    Lpl Financial, Llc
    Carlsbad, CA
  • 07/2021 → Present
    Global Retirement Partners
    Carlsbad, CA
  • 05/2023 → Present
    San Rafael, CA
  • 11/2025 → Present
    Hub Investment Partners
    Austin, TX
Other Businesses

1. 8/11/2021 - GRP FINANCIAL - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 8/19/2021 - Global Retirement Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - REGISTERED ADMIN. - Started 7/19/21 - 175 Hours Per Month/7 Hours During Securities Trading - Time Spent 90% - I provide administrative support to Global Retirement Partners, an independent investment advisor firm. I started this business activity in 7/2021. I expect to spend approximately 175 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 08/18/2022 - HUB International - Investment Related - At Reported Business Location(s) - Outside/W-2 Employment - Rep - Start Date - 08/19/2021 - 160 Hours Per Month/160 Hours During Securities Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-07-12
S63 Uniform Securities Agent State Law Examination 2019-12-24
  • S65 Uniform Investment Adviser Law Examination
    2023-07-12
  • S63 Uniform Securities Agent State Law Examination
    2019-12-24
Other Names
  • Philip E Hecker
  • Philip Hecker

View on SEC IAPD

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