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801 Grand Ave, Des Moines, IA 50392-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2021-06-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Company | Des Moines | IA | 10/2004 | 04/2019 |
| Princor Financial Services Corporation | Des Moines | IA | 02/2006 | 04/2019 |
| Principal Advised Services | Des Moines | IA | 04/2019 | 04/2021 |
| Principal Funds Distributor | Des Moines | IA | 04/2021 | Present |
| Principal Asset Management | Des Moines | IA | 06/2021 | Present |
Access/supervised person of Principal Global Investors, LLC and will perform certain functions for Principal Global Investors, Inc and its affiliates.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2021-05-17 |
| S65 | Uniform Investment Adviser Law Examination | 2006-09-21 |
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