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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-04-29
  • NY RA
    APPROVED
    Since 2025-04-29

Branch Locations

New York, NY • United States

11 Madison Avenue, New York, NY 10010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lafayette College Easton PA 08/2017 05/2018
Ubs Financial Services Inc. New York NY 06/2017 08/2017
Bank Of America Merrill Lynch Westfield NJ 12/2016 01/2017
Lafayette College Easton PA 08/2016 12/2016
Lafayette College Easton PA 08/2016 12/2016
Lafayette College Easton PA 08/2014 05/2018
Ubs Financial Services Inc. Weehawken NJ 08/2018 03/2021
Ubs Financial Services Inc. Weehawken NJ 03/2021 09/2024
Ubs Financial Services Inc. New York NY 09/2024 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-09-04
  • S66 Uniform Combined State Law Examination
    2018-09-04
Other Names
  • Olivia C Dembiec

View on SEC IAPD

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