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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-04-15
CA RA APPROVED 2025-01-11
  • TX RA
    APPROVED
    Since 2025-04-15
  • CA RA
    APPROVED
    Since 2025-01-11

Branch Locations

2049 Century Park E Pbig - Century City, Los Angeles, CA 90067 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mufg Union Bank, N.A. Los Angeles CA 07/2018 11/2020
Mufg Securities Americas Inc. New York NY 09/2018 11/2020
University Of California, Berkeley Berkeley CA 08/2014 06/2018
Mufg Union Bank, N.A. Los Angeles CA 06/2017 08/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Los Angeles CA 11/2024 Present
Fisker Inc. Manhattan Beach CA 09/2021 04/2024
Unemployed Los Angeles CA 05/2024 10/2024
Unemployed Palos Verdes Estates CA 12/2020 08/2021
Bank Of America, N.A. Los Angeles CA 11/2024 Present
  • 07/2018 → 11/2020
    Mufg Union Bank, N.A.
    Los Angeles, CA
  • 09/2018 → 11/2020
    Mufg Securities Americas Inc.
    New York, NY
  • 08/2014 → 06/2018
    University Of California, Berkeley
    Berkeley, CA
  • 06/2017 → 08/2017
    Mufg Union Bank, N.A.
    Los Angeles, CA
  • 11/2024 → Present
    Los Angeles, CA
  • 09/2021 → 04/2024
    Fisker Inc.
    Manhattan Beach, CA
  • 05/2024 → 10/2024
    Unemployed
    Los Angeles, CA
  • 12/2020 → 08/2021
    Unemployed
    Palos Verdes Estates, CA
  • 11/2024 → Present
    Bank Of America, N.A.
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-01-10
S63 Uniform Securities Agent State Law Examination 2018-10-15
  • S66 Uniform Combined State Law Examination
    2025-01-10
  • S63 Uniform Securities Agent State Law Examination
    2018-10-15
Other Names
  • Andrew Ryan Mcfarland
  • Andrew Mcfarland

View on SEC IAPD

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