Dean Christopher Bantis

Current Employers

Siebert Advisornxt, Llc.

300 Vesey Street, 5Th Floor, New York, NY 10282 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2019-09-03

NJ RA
APPROVED

Since 2019-09-03

Branch Locations

15 Exchange Place Suite 800, Jersey City, NJ 07302 • United States

300 Vesey Street, 5Th Floor, New York, NY 10282 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Dawson James Securities	New York	NY	03/2016	08/2017
Spartan Capital Securities Llc	New York	NY	08/2017	Present

03/2016 → 08/2017

Dawson James Securities

New York, NY
08/2017 → Present

Spartan Capital Securities Llc

New York, NY

Other Businesses

Name of Business: Siebert AdvisorNxt, LLC Investment Related: Yes Location: Same location as Muriel Siebert, & Co., LLC Nature of business: Investment Advisory Firm Position, Title or Relationship: Dual employee. Investment Advisor Representative Approximate number of hours: Full time. Time split 50/50 between Muriel Siebert & Co., LLC and Siebert AdvisorNxt, LLC, subject to monthly change Compensation at both entities paid by same parent company, Siebert Financial Corporation as both are under common ownership and control of parent company.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2019-08-28
S63	Uniform Securities Agent State Law Examination	2015-10-03

S65 Uniform Investment Adviser Law Examination

2019-08-28
S63 Uniform Securities Agent State Law Examination

2015-10-03