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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-10-22
OK RA APPROVED 2024-09-30
  • TX RA
    APPROVED
    Since 2024-10-22
  • OK RA
    APPROVED
    Since 2024-09-30

Branch Locations

2431 E. 61St Street Suite 260, Tulsa, OK 74136 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Tulsa OK 06/2015 09/2024
Morgan Stanley Private Bank, National Association New York NY 09/2015 09/2024
Raymond James & Associates Inc. Tulsa OK 09/2024 Present
Morgan Stanley Private Bank, N.A New York NY 09/2015 Present
  • 06/2015 → 09/2024
    Tulsa, OK
  • 09/2015 → 09/2024
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 09/2024 → Present
    Tulsa, OK
  • 09/2015 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Other Businesses

(1)Name of Business: Moore Farms, LLC Address: 4620 E. 108th Pl, Tulsa, OK, 74137, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 02/13/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This is holding company for our Family farm. \nthe farm is owned by myself and 4 other family members in unequal shares. These family member are all clients. We all inherited this property from our parents and grandparents. (2)Name of Business: TD Holding Company, LLC Address: 10820 S. Toledo Ave, Tulsa, OK, 74137, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 03/09/2026 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Very minimal. Annual paperwork. (3)Name of Business: Veitch Arms, LLC Address: 4620 E. 108th Pl, Tulsa, OK, 74137, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 02/01/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This is holding company for firearms or accessories that require a form 1 or form 4. I add to my collection from time to time, but I do NOT sell anything. My cousin, Tyler Moses, is my partner, he is also a client. This partnership has nothing to do with Raymond James in any way.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-08-26
  • S66 Uniform Combined State Law Examination
    2015-08-26

View on SEC IAPD

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