Todd Sadwin

Current Employers

Summit Financial, Llc

4 Campus Drive, Parsippany, NJ 07054 • United States

Current Registrations

Authority	Category	Status	Date
RI	RA	APPROVED	2025-07-01

RI RA
APPROVED

Since 2025-07-01

Branch Locations

1350 Division Rd Suite 200, West Warwick, RI 02893 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Minnesota Life Insurance Company	St Paul	MN	06/2015	07/2025
Pioneer Financial Group	Warwick	RI	05/2015	11/2017
Securian Financial Services, Inc	St Paul	MN	06/2015	11/2017
Ivy Wealth Management, Inc.	Warwick	RI	12/2017	06/2021
The Patriot Financial Group	Westborough	MA	03/2021	07/2025
Summit Financial, Llc	Parsippany	NJ	07/2025	Present

06/2015 → 07/2025

Minnesota Life Insurance Company

St Paul, MN
05/2015 → 11/2017

Pioneer Financial Group

Warwick, RI
06/2015 → 11/2017

Securian Financial Services, Inc

St Paul, MN
12/2017 → 06/2021

Ivy Wealth Management, Inc.

Warwick, RI
03/2021 → 07/2025

The Patriot Financial Group

Westborough, MA
07/2025 → Present

Summit Financial, Llc

Parsippany, NJ

Previous Registrations

2021-03-16 → 2025-07-08

The Patriot Financial Group, Llc

Walpole, MA

West Warwick, RI
2017-12-13 → 2021-06-30

Ivy Wealth Management, Inc.

West Warwick, RI
2015-10-14 → 2017-11-29

Securian Financial Services, Inc.

Warwick, RI

Other Businesses

(1) Offers Insurance As A Broker Or Agent Through Numerous Insurance Companies. Some Sales Are Through SRM, An Affiliated Company Which Is Licensed To Sell Various Insurance Products. Mr. Sadwin Earns Both Cash And Non-Cash Compensation Based On Sales Of These Products.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-09-15

S66 Uniform Combined State Law Examination

2015-09-15

Other Names

Todd Hepner Sadwin

View on SEC IAPD