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154 Enterprise Way, Pittston, PA 18640 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2022-05-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Philadelphia | PA | 05/2015 | 05/2022 |
| Bank Of America, N.A. | Philadelphia | PA | 12/2015 | 05/2022 |
| Lpl Financial, Llc | Pittston | PA | 05/2022 | Present |
| Jacobi Capital Management, Llc | Pittston | PA | 05/2022 | Present |
1) 5/2022- THOMAS ROMANOWSKI- Non-Variable Insurance- Agent selling Whole life, term life, universal, LTC, fixed annuities, group life- inv. related- Wilks Barre, PA -start date 5/2022 - 17hrs/mth- 2) 05/27/2022 - Jacobi Capital Management, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR/Advisor - Start Date - 05/16/2022 - 85 Hours Per Month/ 8 Hours During Securities Trading - Time Spent 50%. 3) 05/27/22 - Jacobi Capital Management, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR/Advisor - Start Date - 05/16/2022 - 85 Hours Per Month/ 85 Hours During Securities Trading - Time Spent 50% - I provide investment advisory services through Jacobi Capital Management, LLC, an independent investment advisor firm. I started this business activity in 05/2022. I expect to spend approximately 85 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-08-13 |
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