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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-03-19
OK RA APPROVED 2024-02-09
  • TX RA
    APPROVED
    Since 2024-03-19
  • OK RA
    APPROVED
    Since 2024-02-09

Branch Locations

9139 S Yale Ave, Tulsa, OK 74137 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Mate Financial Advisors, Llc Tulsa OK 10/2017 08/2020
Waddell & Reed Tulsa OK 05/2015 10/2017
Woodbury Financial Services Inc Tulsa OK 12/2018 08/2020
Ameriprise Financial Services, Llc Tulsa OK 08/2020 Present
Midfirst Bank Tulsa OK 02/2024 Present
Cetera Investment Services Llc St Cloud MN 02/2024 Present
Cetera Investment Advisers Llc Tulsa OK 02/2024 Present
  • 10/2017 → 08/2020
    First Mate Financial Advisors, Llc
    Tulsa, OK
  • 05/2015 → 10/2017
    Waddell & Reed
    Tulsa, OK
  • 12/2018 → 08/2020
    Woodbury Financial Services Inc
    Tulsa, OK
  • 08/2020 → Present
    Tulsa, OK
  • 02/2024 → Present
    Midfirst Bank
    Tulsa, OK
  • 02/2024 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 02/2024 → Present
    Tulsa, OK
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-06-10
  • S66 Uniform Combined State Law Examination
    2019-06-10

View on SEC IAPD

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