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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-03-19 |
| OK | RA | APPROVED | 2024-02-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Mate Financial Advisors, Llc | Tulsa | OK | 10/2017 | 08/2020 |
| Waddell & Reed | Tulsa | OK | 05/2015 | 10/2017 |
| Woodbury Financial Services Inc | Tulsa | OK | 12/2018 | 08/2020 |
| Ameriprise Financial Services, Llc | Tulsa | OK | 08/2020 | Present |
| Midfirst Bank | Tulsa | OK | 02/2024 | Present |
| Cetera Investment Services Llc | St Cloud | MN | 02/2024 | Present |
| Cetera Investment Advisers Llc | Tulsa | OK | 02/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-06-10 |
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