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Brian Wade Watts

Ubs Financial Services Inc.

Jackson, MS

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
MS RA APPROVED 2010-05-07
  • MS RA
    APPROVED
    Since 2010-05-07

Branch Locations

100 Vision Drive Suite 300, Jackson, MS 39211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Jackson MS 05/2010 Present
Previous Registrations
  • 2009-06-01 → 2010-05-24
    Morgan Stanley
    Jackson, MS
  • 2006-02-21 → 2009-06-01
    Citigroup Global Markets Inc.
    Jackson, MS
    Jackson, MS
    New York, NY
    Jackson, MS
  • 2005-06-20 → 2006-02-21
    Legg Mason Wood Walker, Incorporated
    Jackson, MS
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-01-27
  • S66 Uniform Combined State Law Examination
    2005-01-27

View on SEC IAPD

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