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Zachary Walker Sampson

Ubs Financial Services Inc.

Austin, TX

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2023-10-13
TX RA APPROVED 2019-05-23
  • LA RA
    APPROVED
    Since 2023-10-13
  • TX RA
    APPROVED
    Since 2019-05-23

Branch Locations

401 W 4Th Street Suite 3100, Austin, TX 78701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investment Marketing Resources Lp Houston TX 01/2019 02/2019
The Mather Group Houston TX 05/2018 08/2018
Zuzu's Petals & Gifts Fayetteville AR 09/2016 04/2017
Student Lubbock TX 05/2017 04/2018
Student Lubbock TX 09/2018 12/2018
Sagepoint Financial, Inc. Houston TX 02/2019 02/2019
Ubs Financial Services Inc. Austin TX 04/2019 Present
Unemployed Houston TX 03/2019 03/2019
  • 01/2019 → 02/2019
    Investment Marketing Resources Lp
    Houston, TX
  • 05/2018 → 08/2018
    The Mather Group
    Houston, TX
  • 09/2016 → 04/2017
    Zuzu's Petals & Gifts
    Fayetteville, AR
  • 05/2017 → 04/2018
    Student
    Lubbock, TX
  • 09/2018 → 12/2018
    Student
    Lubbock, TX
  • 02/2019 → 02/2019
    Sagepoint Financial, Inc.
    Houston, TX
  • 04/2019 → Present
    Ubs Financial Services Inc.
    Austin, TX
  • 03/2019 → 03/2019
    Unemployed
    Houston, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-05-23
  • S66 Uniform Combined State Law Examination
    2019-05-23

View on SEC IAPD

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