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Matthew J Moses

Morgan Stanley

Los Angeles, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-09-30
TX RA APPROVED 2021-09-30
  • CA RA
    APPROVED
    Since 2021-09-30
  • TX RA
    APPROVED
    Since 2021-09-30

Branch Locations

1999 Avenue Of The Stars Suite 2400, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 06/2018 09/2021
Oracle Corporation Santa Monica CA 08/2017 06/2018
Extended Travel London 06/2017 08/2017
Merrill Lynch Century City CA 10/2016 05/2017
University Of Southern California Los Angeles CA 08/2013 12/2016
Bank Of America, N.A. New York NY 05/2021 09/2021
Morgan Stanley Los Angeles CA 09/2021 Present
Morgan Stanley Private Bank, N.A New York NY 07/2026 Present
  • 06/2018 → 09/2021
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    New York, NY
  • 08/2017 → 06/2018
    Oracle Corporation
    Santa Monica, CA
  • 06/2017 → 08/2017
    Extended Travel
    London
  • 10/2016 → 05/2017
    Merrill Lynch
    Century City, CA
  • 08/2013 → 12/2016
    University Of Southern California
    Los Angeles, CA
  • 05/2021 → 09/2021
    Bank Of America, N.A.
    New York, NY
  • 09/2021 → Present
    Morgan Stanley
    Los Angeles, CA
  • 07/2026 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-11-02
  • S66 Uniform Combined State Law Examination
    2018-11-02
Other Names
  • Matthew Moses
  • Matthew John Moses

View on SEC IAPD

Other Firms

POST ADVISORY GROUP, LLC
WESTMOUNT PARTNERS, LLC
GIDEON CAPITAL, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
TLG ADVISORS, INC.
NORTHERN TRUST SECURITIES, INC.
NUVEEN ASSET MANAGEMENT, LLC
WEALTHSPIRE RETIREMENT ADVISORY

Other Investors

TERRENCE MICHAEL DEMOREST
DIMITRI JIMMY KRIKELAS
CHRISTOPHER MILES WERNER
Sarah Mushtaq Chhotani
Julie Ann Yoon
Olivia R DiNapoli
Natalie Jeanne-Marie Glover
JAMES EDGAR BERLINER

Other Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA

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