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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-04-28 |
| PA | RA | APPROVED | 2016-12-19 |
Branch Locations
1 Belmont Avenue Ste. 1100, Bala Cynwyd, PA 19004 • United States
Conshohocken, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 07/2015 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 07/2015 | Present |
1)OUTSIDE INSURANCE BUSINESS ACTIVITIES, AETNA, PENN MUTURAL, CIGNA, Emerson Rogers; 2) ASHAR GROUP, 1800 PEMBROOK DRIVE STE 240 ORLANDO, FL 32810, AGENT, START DATE: 2/1/25, 5 HRS PER MO; 3) USING JOSEPH@GAMBONEFINANCIALGROUP.COM AND TO CONDUCT EQUITABLE BUSINESS;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 2015-09-11 |
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