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Heber City, UT • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2023-12-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup | Atlanta | GA | 06/2015 | 06/2017 |
| Alm First | Dallas | TX | 08/2017 | 08/2018 |
| Summit Invesment Management | Denver | CO | 09/2018 | 06/2019 |
| Shoals Capital | Arlington | VA | 07/2019 | 07/2020 |
| N/A | Arlington | VA | 07/2020 | 09/2022 |
| Fraction | Arlington | VA | 09/2022 | 06/2023 |
| Continental Bank | Salt Lake City | UT | 10/2022 | 10/2023 |
| Pendulum Asset Managment, Llc | Heber City | UT | 08/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-07-14 |
| S63 | Uniform Securities Agent State Law Examination | 2015-07-24 |
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