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Umar Farooq

J.P. Morgan Securities LLC

Los Angeles, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-07-02
TX RA APPROVED_RES 2025-07-02
  • CA RA
    APPROVED
    Since 2025-07-02
  • TX RA
    APPROVED_RES
    Since 2025-07-02

Branch Locations

1888 Century Park E, Floor 5, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup New York NY 06/2017 08/2017
University Of Southern California Los Angeles CA 08/2015 05/2018
Citigroup Los Angeles CA 07/2018 05/2025
J.P. Morgan Securities Llc Los Angeles CA 06/2025 Present
Jpmorgan Chase Bank, N.A. Los Angeles CA 06/2025 Present
Brooks Brothers Livermore CA 12/2016 02/2017
Unemployed San Ramon CA 06/2018 06/2018
  • 06/2017 → 08/2017
    Citigroup
    New York, NY
  • 08/2015 → 05/2018
    University Of Southern California
    Los Angeles, CA
  • 07/2018 → 05/2025
    Citigroup
    Los Angeles, CA
  • 06/2025 → Present
    J.P. Morgan Securities Llc
    Los Angeles, CA
  • 06/2025 → Present
    Jpmorgan Chase Bank, N.A.
    Los Angeles, CA
  • 12/2016 → 02/2017
    Brooks Brothers
    Livermore, CA
  • 06/2018 → 06/2018
    Unemployed
    San Ramon, CA
Previous Registrations
  • 2018-10-16 → 2025-06-26
    Citigroup Global Markets Inc.
    Los Angeles, CA
    Los Angeles, CA
    Beverly Hills, CA
    New York, NY
    Los Angeles, CA
    Beverly Hills, CA
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-10-15
  • S66 Uniform Combined State Law Examination
    2018-10-15

View on SEC IAPD

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