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David Rome

Wealth Enhancement Advisory Services, LLC

Cleveland, OH

Plymouth, MN

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Current Employers
Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-05-16
  • OH RA
    APPROVED
    Since 2025-05-16

Branch Locations

6685 Beta Dr Suite D, Cleveland, OH 44143 • United States

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Cleveland OH 05/2015 01/2019
Bank Of America, N.A. Cleveland OH 09/2015 01/2019
Aurum Wealth Management Group Llc Mayfield Village OH 01/2019 05/2025
Wealth Enhancement Group Mayfield Village OH 05/2025 Present
Wealth Enhancement Advisory Services Mayfield Village OH 05/2025 Present
  • 05/2015 → 01/2019
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Cleveland, OH
  • 09/2015 → 01/2019
    Bank Of America, N.A.
    Cleveland, OH
  • 01/2019 → 05/2025
    Aurum Wealth Management Group Llc
    Mayfield Village, OH
  • 05/2025 → Present
    Wealth Enhancement Group
    Mayfield Village, OH
  • 05/2025 → Present
    Wealth Enhancement Advisory Services
    Mayfield Village, OH
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-09-24
  • S66 Uniform Combined State Law Examination
    2015-09-24
Other Names
  • David Rome
  • David Leonard Rome
  • David L Rome

View on SEC IAPD

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