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1290 Avenue Of The Americas, New York, NY 10104 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-01 |
| IL | RA | APPROVED | 2026-06-30 |
Branch Locations
190 South Lasalle Street 23Rd & 24Th & 27Th Floor, Chicago, IL 60603 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bmo Capital Markets Corp. | Chicago | IL | 06/2015 | 03/2017 |
| Ventas, Inc. | Chicago | IL | 03/2017 | 07/2019 |
| Wework | New York | NY | 08/2019 | 11/2021 |
| Avantstay | New York | NY | 11/2021 | 07/2023 |
| Cif Advisory Llc | Chicago | IL | 08/2023 | Present |
| Neuberger Berman | Chicago | IL | 02/2026 | Present |
I am the Owner of CIF Advisory LLC, an independent consultancy organized as a single-member limited liability company used for client engagements and invoicing. This outside business activity commenced on March 8, 2024. I devote approximately three hours per month to this activity outside of regular business hours, with no business hours devoted during the normal workday. I do receive compensation in connection with this role; the amount varies on an annual basis. My financial interest in CIF Advisory LLC also varies. I am not aware of any conflict of interest between this outside business activity and my responsibilities at Neuberger Berman LLC.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-06-29 |
| S63 | Uniform Securities Agent State Law Examination | 2015-08-14 |
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