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Jordan Tate Fournier

LPl Financial LLC

Prosper, TX

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-10-04
  • TX RA
    APPROVED
    Since 2017-10-04

Branch Locations

Prosper, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thomson Investment Group Prosper TX 05/2015 Present
Lpl Financial, Llc Prosper TX 05/2015 Present
  • 05/2015 → Present
    Thomson Investment Group
    Prosper, TX
  • 05/2015 → Present
    Lpl Financial, Llc
    Prosper, TX
Other Businesses

1. 11/02/2016 - THOMSON INVESTMENT GROUP, INC/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 100%/ PROSPER, TX.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-10-02
S63 Uniform Securities Agent State Law Examination 2017-02-06
  • S65 Uniform Investment Adviser Law Examination
    2017-10-02
  • S63 Uniform Securities Agent State Law Examination
    2017-02-06
Other Names
  • Jordan Tate Richter

View on SEC IAPD

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