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40 Pearl St., Nw, Suite 500, Grand Rapids, MI 49503-3026 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2023-08-16 |
Branch Locations
40 Pearl St., Nw, Suite 500, Grand Rapids, MI 49503-3026 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Investments | Grand Rapids | MI | 06/2016 | 08/2020 |
| Fidelity Personal And Workplace Advisors | Boston | MA | 07/2018 | 08/2020 |
| Lpl Financial Llc | Grand Rapids | MI | 11/2020 | 05/2023 |
| Lake Michigan Credit Union | Grand Rapids | MI | 11/2020 | 05/2023 |
| Npf Investment Advisors | Grand Rapids | MI | 05/2023 | Present |
1. 11/6/2020 - MaxWealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 10/22/2021 - Hanson Brokerage - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 09/03/2021 - 10 Hours Per Month During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-11-01 |
| S63 | Uniform Securities Agent State Law Examination | 2016-01-18 |
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