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John C Fraser

Morgan Stanley

Walnut Creek, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-01-07
CA RA APPROVED 2024-12-17
  • TX RA
    APPROVED
    Since 2025-01-07
  • CA RA
    APPROVED
    Since 2024-12-17

Branch Locations

1333 North California Boulevard Suite 133, Walnut Creek, CA 94596 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Walnut Creek CA 07/2024 10/2024
Softwareone Austin TX 11/2022 06/2024
Oracle Corporation Austin TX 07/2018 08/2022
Southern Methodist University Dallas TX 07/2014 07/2018
Morgan Stanley Private Bank, N.A New York NY 11/2024 Present
Morgan Stanley Smith Barney Llc Walnut Creek CA 10/2024 Present
  • 07/2024 → 10/2024
    Morgan Stanley Smith Barney Llc
    Walnut Creek, CA
  • 11/2022 → 06/2024
    Softwareone
    Austin, TX
  • 07/2018 → 08/2022
    Oracle Corporation
    Austin, TX
  • 07/2014 → 07/2018
    Southern Methodist University
    Dallas, TX
  • 11/2024 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
  • 10/2024 → Present
    Morgan Stanley Smith Barney Llc
    Walnut Creek, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-20
  • S66 Uniform Combined State Law Examination
    2024-11-20
Other Names
  • John Carey Fraser

View on SEC IAPD

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Annie Claire Klopstock
Alex Kyle Soderberg

Other Offices

USCF ADVISERS · WALNUT CREEK, CA
BURTON ENRIGHT WELCH · WALNUT CREEK, CA
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · WALNUT CREEK, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WALNUT CREEK, CA
SAVANT WEALTH MANAGEMENT · Walnut Creek, CA
ONE CAPITAL MANAGEMENT, LLC · Walnut Creek, CA
ROCKEFELLER FINANCIAL LLC · Walnut Creek, CA
OSAIC WEALTH, INC. · WALNUT CREEK, CA

More in Walnut Creek, CA

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