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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-01-22 |
Branch Locations
23962 E Prospect Ave, Aurora, CO 80016 • United States
5613 Dtc Parkway 9Th Fl [Mb-Rbo], Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Aurora | CO | 05/2013 | Present |
| Wells Fargo Advisors, Llc | Aurora | CO | 05/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Aurora | CO | 11/2016 | Present |
RENTAL PROPERTY, INV RELATED, PARKER, CO, 100% OWNERSHIP, START 1/11/2022, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING. UBER, NOT INV RELATED, DENVER, CO, DRIVER, START 5/6/2022, 20 HOURS PER MONTH, ZERO HOURS DURING TRADING, DRIVING. NOTARY PUBLIC, NOT INVT RELATED, AURORA, CO, NOTARY, START DATE 11/17/2022, 2 HRS PER MONTH, 0 HRS DURING TRADING, NOTARIZING DOCUMENTS. KHARIS CARE LLC, NOT INV RELATED, AURORA, CO, START 9/18/24, 80 HRS PER MONTH, 0 HRS DURING TRADING, AGENCY PROVIDING CARE INTELLECTUAL DISABILITIES;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2015-12-03 |
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