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Knoxville, TN • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2026-02-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| University Of Tennessee | Knoxville | TN | 08/2013 | 05/2020 |
| William Blair | Chicago | IL | 06/2017 | 12/2017 |
| Specialty's Cafe & Bakery | Pleasanton | CA | 01/2018 | 05/2019 |
| Invesco | Atlanta | GA | 05/2020 | 09/2025 |
| Parity Investment Management, Llc | Knoxville | TN | 09/2025 | Present |
| Parity Investment Management, Llc | Knoxville | TN | 01/2026 | Present |
| Parity Outcomes, Inc | Knoxville | TN | 08/2026 | Present |
OneThirty Equity Fund L/S, LP: Founder, sponsor, and managing member of a privately offered pooled investment vehicle. The Fund is currently being wound down, is closed to new investments, and is liquidating its remaining positions for distribution to investors. Parity Outcomes, Inc.: Investment-related business located at 11020 Hughlan Dr., Knoxville, TN 37934. Mr. Niehaus has served as Founder, Chief Executive Officer, and owner since August 2026. Parity Outcomes operates a self-directed investment-technology platform that models and presents investment outcomes involving securities and options. Parity Outcomes does not provide personalized investment advice. Mr. Niehaus’s duties include managing the company, overseeing product development, operations, compliance coordination, vendors, marketing, and business strategy. He devotes approximately 173 hours per month to this business, approximately 141 of which occur during securities trading hours. He expects to receive a salary and may receive distributions or other compensation as an owner. Parity Outcomes and Parity Investment Management, LLC are separate legal entities under common control.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2017-07-28 |
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