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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2024-10-18 |
| TX | RA | APPROVED | 2024-10-17 |
Branch Locations
106 W Maple St [G1/G3-Rbo], Cumming, GA 30040 • United States
4175 Old Milton Pkwy, Alpharetta, GA 30005 • United States
10825 Alpharetta Hwy 1St Fl, Roswell, GA 30076 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities Llc | Alpharetta | GA | 06/2016 | 08/2018 |
| Jpmorgan Chase Bank | Alpharetta | GA | 06/2016 | 07/2018 |
| E*Trade Securities Lla | Alpharetta | GA | 06/2020 | 11/2020 |
| Pnc Bank | Alpharetta | GA | 08/2018 | 05/2020 |
| E*Trade Securities Llc | Alpharetta | GA | 11/2020 | 08/2023 |
| Morgan Stanley | Alpharetta | GA | 03/2023 | 08/2023 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Alpharetta | GA | 01/2024 | 10/2024 |
| Unemployed | Cumming | GA | 08/2023 | 01/2024 |
| Bank Of America, N.A | Alpharetta | GA | 02/2024 | 10/2024 |
| Wells Fargo Clearing Services, Llc | Duluth | GA | 10/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-10-04 |
| S63 | Uniform Securities Agent State Law Examination | 2016-08-02 |
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