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Current Employers
Mutual Of Omaha Investor Services, Inc.

3300 Mutual Of Omaha Plaza, Omaha, NE 68175-1020 • United States

Current Registrations

AuthorityCategoryStatusDate
SD RA APPROVED 2017-04-03
  • SD RA
    APPROVED
    Since 2017-04-03

Branch Locations

6809 S. Minnesota Ave Suite 202, Sioux Falls, SD 57108 • United States

600 Grant Street Ste 304, Denver, CO 80203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mutual Of Omaha Insurance Company Sioux Falls SD 04/2013 Present
Mutual Of Omaha Investor Services Sioux Falls SD 05/2015 Present
  • 04/2013 → Present
    Mutual Of Omaha Insurance Company
    Sioux Falls, SD
  • 05/2015 → Present
    Mutual Of Omaha Investor Services
    Sioux Falls, SD
Other Businesses

INSURANCE AGENT. 04/2013. NON-INVESTMENT RELATED. LIFE INSURANCE LINES, HEALTH INSURANCE LINES and Annuities. 40 HOURS PER WEEK DURING TRADING HOURS. SANFORD PREMIER CENTER, SECURITY GAURD. 09/2018. NON-INVESTEMENT RELATED. LOCAL ARENA FOR EVENTS. PART TIME. AS NEEDED. SUBSITUTE SUBURBAN DRIVER. 10/2020 NON-INVESTMENT RELATED. BRANDON VALLEY SCHOOL DISTRICT. TRANSPORTING KIDS TO SCHOOL, ON CALL ONLY AS NEEDED. INSURANCE AGENT, 01/2026. DBA: FAMILY FOCUSED FINANCIAL. LIFE, HEALTH AND ANNUITIES LINES. 40 HOURS PER WEEK DURING TRADING HOURS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-03-28
S63 Uniform Securities Agent State Law Examination 2015-06-25
  • S65 Uniform Investment Adviser Law Examination
    2017-03-28
  • S63 Uniform Securities Agent State Law Examination
    2015-06-25

View on SEC IAPD

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