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Christopher Roberts Broderick

Parallel Advisors, LLC

San Francisco, CA

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Current Employers
Parallel Advisors, Llc

150 Spear Street Suite 1600, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-12-19
TX RA APPROVED 2022-12-20
  • CA RA
    APPROVED
    Since 2024-12-19
  • TX RA
    APPROVED
    Since 2022-12-20

Branch Locations

150 Spear Street Suite 1600, San Francisco, CA 94105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Parallel Advisors, Llc San Francisco CA 09/2014 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-12-08
  • S65 Uniform Investment Adviser Law Examination
    2015-12-08

View on SEC IAPD

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RBC SECURITIES, INC · SAN FRANCISCO, CA
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ZENTARA EXCHANGE LTD · SAN FRANCISCO, CA

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