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Scott Miller Swanson

Quantum Financial Advisors, LLC

Santa Monica, CA

Santa Monica, CA

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Current Employers
Quantum Financial Advisors, Llc

530 Wilshire Blvd Ste 206, Santa Monica, CA 90401 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-01-03
  • CA RA
    APPROVED
    Since 2022-01-03

Branch Locations

530 Wilshire Blvd Ste 206, Santa Monica, CA 90401 • United States

3000 Olympic Blvd. Bld 4, Santa Monica, CA 90404 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Abacus Wealth Partners, Llc Culver City CA 02/2015 01/2022
Quantum Financial Advisors, Llc Manhattan Beach CA 01/2022 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-06-30
  • S65 Uniform Investment Adviser Law Examination
    2015-06-30
Designations

View on SEC IAPD

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