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Peter Belden

Ubs Financial Services Inc.

Los Angeles, CA

Los Alamitos, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-01-13
CA RA APPROVED 2022-01-10
  • TX RA
    APPROVED_RES
    Since 2022-01-13
  • CA RA
    APPROVED
    Since 2022-01-10

Branch Locations

2000 Avenue Of The Stars 12Th Floor South, Los Angeles, CA 90067 • United States

Los Alamitos, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Los Angeles CA 06/2015 09/2018
First Republic Investment Management, Inc. Los Angeles CA 09/2018 12/2020
First Republic Securities Company, Llc Los Angeles CA 09/2018 12/2020
Monograph Wealth Advisors, Llc El Segundo CA 01/2021 01/2022
Ubs Financial Services Inc Los Angeles CA 01/2022 Present
  • 06/2015 → 09/2018
    Ubs Financial Services
    Los Angeles, CA
  • 09/2018 → 12/2020
    First Republic Investment Management, Inc.
    Los Angeles, CA
  • 09/2018 → 12/2020
    First Republic Securities Company, Llc
    Los Angeles, CA
  • 01/2021 → 01/2022
    Monograph Wealth Advisors, Llc
    El Segundo, CA
  • 01/2022 → Present
    Ubs Financial Services Inc
    Los Angeles, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-01-19
  • S66 Uniform Combined State Law Examination
    2016-01-19

View on SEC IAPD

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