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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-06-28
FL RA APPROVED 2018-11-02
  • TX RA
    APPROVED
    Since 2023-06-28
  • FL RA
    APPROVED
    Since 2018-11-02

Branch Locations

Seminole, FL • United States

3637 4Th Street N Ste 210, St Petersburg, FL 33704 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Signator Investors, Inc. St. Petersburg FL 05/2016 11/2018
Osaic Wealth, Inc. St Petersburg FL 11/2018 Present
  • 05/2016 → 11/2018
    Signator Investors, Inc.
    St. Petersburg, FL
  • 11/2018 → Present
    St Petersburg, FL
Previous Registrations
  • 2016-05-13 → 2018-11-02
    Signator Investors, Inc.
    Boca Raton, FL
    N Chesterfield, VA
    St. Petersburg, FL
    St Petersburg, FL
    Tampa, FL
    Tampa, FL
  • 2015-10-13 → 2016-05-13
    Panama City Beach, FL
    St. Petersburg, FL
    St. Petersburg, FL
    Richmond, VA
    St. Petersburg, FL
Other Businesses

1) CONCIERGE FINANCIAL ORGANIZATION POSITION: Insurance Broker NATURE: Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 05/02/2016 ADDRESS: 3637 4th St N, Suite 210, St. Petersburg FL 33704, United States DESCRIPTION: Insurance Broker 2) CONCIERGE FINANCIAL ORGANIZATION POSITION: Investment Advisor Representative conducting securities, investment advisory, and insurance under this business name NATURE: Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 05/15/2016 ADDRESS: 3637 4th St N, Suite 210, St. Petersburg FL 33704, United States DESCRIPTION: Sales & Marketing of securities and investment advisory services 3) ANONA UNITED METHODIST CHURCH FINANCE COMMITTEE POSITION: Member NATURE: Member of church finance committee INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/26/2021 ADDRESS: 13233 Indian Rocks Road, Largo FL 33776, United States DESCRIPTION: Meet monthly with the Finance Committee and church leadership to evaluate current church financials and future projects.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-10-07
  • S66 Uniform Combined State Law Examination
    2015-10-07
Designations
Other Names
  • Kevin D Moriarty

View on SEC IAPD

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