Rebecca Laks

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

Authority	Category	Status	Date
IN	RA	APPROVED	2026-07-07
NY	RA	APPROVED	2025-03-31
TX	RA	APPROVED	2025-03-31

Branch Locations

2780 Monroe Ave Suite 201, Rochester, NY 14618-4139 • United States

8480 Keystone Crossing, Indianapolis, IN 46240-2437 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Buffalo	NY	05/2015	06/2020
Bank Of America, N.A.	Buffalo	NY	12/2017	06/2020
Fidelity Brokerage Services Llc	Rochester	NY	06/2020	Present
Fidelity Investments	Boston	MA	03/2025	Present

05/2015 → 06/2020

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Buffalo, NY
12/2017 → 06/2020

Bank Of America, N.A.

Buffalo, NY
06/2020 → Present

Fidelity Brokerage Services Llc

Rochester, NY
03/2025 → Present

Fidelity Investments

Boston, MA

2020-08-24 → 2025-03-31

Fidelity Personal And Workplace Advisors

Rochester, NY
2016-06-28 → 2020-07-10

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Buffalo, NY

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-06-27