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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MS RA APP_PEND_IARCE 2026-01-01
TX RA APPROVED 2024-07-02
  • MS RA
    APP_PEND_IARCE
    Since 2026-01-01
  • TX RA
    APPROVED
    Since 2024-07-02

Branch Locations

201 W 5Th Street, 16Th Floor, Austin, TX 78701 • United States

Austin, TX • United States

344 Keyway Drive Suite B, Flowood, MS 39232 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 05/2015 07/2024
Edward Jones Investments Brandon MS 05/2015 05/2018
Education Brandon MS 08/2000 12/2017
Lpl Financial Llc Flowood MS 07/2024 Present
  • 05/2015 → 07/2024
    St Louis, MO
  • 05/2015 → 05/2018
    Edward Jones Investments
    Brandon, MS
  • 08/2000 → 12/2017
    Education
    Brandon, MS
  • 07/2024 → Present
    Flowood, MS
Previous Registrations
  • 2018-07-24 → 2024-07-05
    Oxford, MS
    St Louis, MO
    Maryland Heights, MO
    Clinton, MS
    Brandon, MS
    Brandon, MS
Other Businesses

1) 06/07/2024 - Capestone LLC - Real Estate Rental - Co-owner - MS 39208, MS 39047 & MS 38655 - Investment related - 1 Hour per month - Start date: 04/05/2021. 2) 06/07/2024 - Countiss Wealth Management - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 240Hours per month. 3.05/19/2025 - Countiss Financial Services, LLC - Investment Related - Insurance Agency - At Reported Business Location(s) - Start Date:04/16/2025 - 3 Hrs/Mth - 1 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-07-20
  • S66 Uniform Combined State Law Examination
    2018-07-20

View on SEC IAPD

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