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3200 N. Central Ave Suite #200, Phoenix, AZ 85012 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-02-10 |
| OR | RA | APPROVED | 2020-06-16 |
Branch Locations
488 E. 11Th Ave, Eugene, OR 97401 • United States
2890 Willamette St, Eugene, OR 97405 • United States
2525 Coburg Road, Eugene, OR 97408 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Eugene | OR | 02/2016 | 02/2020 |
| Oregon Community Credit Union | Eugene | OR | 02/2020 | Present |
| Securities America, Inc. | Eugene | OR | 05/2020 | 06/2024 |
| Pfg Advisors | Eugene | OR | 05/2020 | Present |
| Osaic Wealth, Inc. | Eugene | OR | 06/2024 | 11/2025 |
| United Planners | Scottsdale | AZ | 11/2025 | Present |
| John Griffith | Eugene | OR | 08/2015 | Present |
1.) JOHN GRIFFITH - INSURANCE AGENT - NON-VARIABLE INSURANCE - EUGENE, OR - SINCE 08/2015 - INVESTMENT RELATED 2.) PFG, LLC - IAR - REGISTERED INVESTMENT ADVISOR - EUGENE, OR - SINCE 06/2020 - INVESTMENT RELATED 3.) OCCU INVESTMENT SERVICES - FINANCIAL ADVISOR - DBA NAME FOR MARKETING PURPOSES ONLY - EUGENE, OR - SINCE 06/2020 - INVESTMENT RELATED 4.) OCCU WEALTH MANAGEMENT - FINANCIAL ADVISOR, WEALTH ADVISOR - DBA NAME FOR MARKETING PURPOSES ONLY - EUGENE, OR - SINCE 05/2020 - INVESTMENT RELATED
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-07-21 |
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