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Craig A. Schwarz

J.P. Morgan Securities LLC

Miami, FL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-12-19
TX RA APPROVED 2022-12-16
  • FL RA
    APPROVED
    Since 2022-12-19
  • TX RA
    APPROVED
    Since 2022-12-16

Branch Locations

1450 Brickell Ave Floors 16, 17 & 18, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Private Bank Miami FL 06/2014 05/2017
Hsbc Securities (Usa) Inc. Miami FL 05/2015 05/2017
Wells Fargo Clearing Services, Llc Miami FL 05/2017 03/2021
Morgan Stanley Smith Barney Llc Miami FL 03/2021 11/2022
Jpmorgan Chase Bank, Na Miami FL 12/2022 Present
Jpmorgan Securities Llc Miami FL 12/2022 Present
  • 06/2014 → 05/2017
    Hsbc Private Bank
    Miami, FL
  • 05/2015 → 05/2017
    Hsbc Securities (Usa) Inc.
    Miami, FL
  • 05/2017 → 03/2021
    Wells Fargo Clearing Services, Llc
    Miami, FL
  • 03/2021 → 11/2022
    Morgan Stanley Smith Barney Llc
    Miami, FL
  • 12/2022 → Present
    Jpmorgan Chase Bank, Na
    Miami, FL
  • 12/2022 → Present
    Jpmorgan Securities Llc
    Miami, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-08-30
S63 Uniform Securities Agent State Law Examination 2015-11-05
  • S66 Uniform Combined State Law Examination
    2018-08-30
  • S63 Uniform Securities Agent State Law Examination
    2015-11-05
Other Names
  • Craig Alexander Schwarz
  • Craig A Schwarz

View on SEC IAPD

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