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Kirby Smith Sale

LPl Financial LLC

Charlotte, NC

Fort Mill, SC

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-06-24
TX RA APPROVED_RES 2019-02-08
SC RA APPROVED 2019-01-29
  • NC RA
    APPROVED
    Since 2025-06-24
  • TX RA
    APPROVED_RES
    Since 2019-02-08
  • SC RA
    APPROVED
    Since 2019-01-29

Branch Locations

Charlotte, NC • United States

1055 Lpl Way, Fort Mill, SC 29715 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.W. Cole Financial, Inc. Tampa FL 06/2016 09/2016
J.W. Cole Advisors, Inc. Tampa FL 06/2016 09/2016
Lpl Financial Llc Fort Mill SC 03/2018 10/2018
Wells Fargo Clearing Services Charlotte NC 11/2018 01/2019
Kirby's Painting, Inc Indianapolis IN 07/1995 12/2017
Lpl Financial Llc Fort Mill SC 01/2019 Present
  • 06/2016 → 09/2016
    J.W. Cole Financial, Inc.
    Tampa, FL
  • 06/2016 → 09/2016
    J.W. Cole Advisors, Inc.
    Tampa, FL
  • 03/2018 → 10/2018
    Lpl Financial Llc
    Fort Mill, SC
  • 11/2018 → 01/2019
    Wells Fargo Clearing Services
    Charlotte, NC
  • 07/1995 → 12/2017
    Kirby's Painting, Inc
    Indianapolis, IN
  • 01/2019 → Present
    Lpl Financial Llc
    Fort Mill, SC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-07-23
  • S66 Uniform Combined State Law Examination
    2015-07-23
Other Names
  • Kirby Smith Sale
  • Kirby Smith Sale
  • Kirby Sale

View on SEC IAPD

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