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Mooresville, NC • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APP_PEND_IARCE | 2026-01-01 |
| NC | RA | APPROVED | 2022-10-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| University Of North Carolina At Charlotte | Charlotte | NC | 05/2013 | 08/2017 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 08/2015 | 05/2017 |
| Northwestern Mutual Investment Services Llc | Charlotte | NC | 03/2016 | 05/2019 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 05/2017 | 05/2019 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 08/2015 | 07/2017 |
| Northwestern Mutual Investment Services Llc | King Of Prussia | PA | 04/2016 | 07/2017 |
| David J Owsik | King Of Prussia | PA | 08/2017 | 09/2017 |
| David J Owsik | Kng Of Prussia | PA | 09/2017 | 05/2019 |
| Richard D Owsik | Kng Of Prussia | PA | 09/2017 | 05/2019 |
| Northwestern Mutual Investment Services Llc | Kng Of Prussia | PA | 09/2017 | 05/2019 |
| Jimmy Cusimano | Newport Beach | CA | 05/2019 | 06/2022 |
| Northwestern Mutual Investment Services, Llc | Newport Beach | CA | 05/2019 | 06/2022 |
| Rooted Planning Llc | Mooresville | NC | 09/2022 | Present |
| Financial Analysis Inc. | Harrisburg | NC | 07/2022 | 02/2024 |
| Rooted Finances Llc | Mooresville | NC | 02/2024 | Present |
Insurance agent; yes; Mooresville NC; insurance sales; principal; 06/2019; 5 hrs/mo; 2 hrs/mo during trading hours; life insurance sales Rooted Finances LLC; no; Mooresville NC; tax preparation; principal; 02/2024; 25 hrs/mo; 16 hrs/mo during trading hours; tax preparation and consulting
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2016-07-15 |
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