Bernardo Francisco Duque

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2024-06-12
NY	RA	APPROVED	2021-06-16
TX	RA	APPROVED_RES	2020-04-02
CT	RA	APPROVED	2019-03-19
RI	RA	APPROVED	2014-05-30

NJ RA
APPROVED

Since 2024-06-12
NY RA
APPROVED

Since 2021-06-16
TX RA
APPROVED_RES

Since 2020-04-02
CT RA
APPROVED

Since 2019-03-19
RI RA
APPROVED

Since 2014-05-30

Branch Locations

One Penn Plaza 43Rd Floor, New York, NY 10119 • United States

Warren, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	New York	NY	10/2010	Present

10/2010 → Present

Morgan Stanley

New York, NY

Previous Registrations

2004-12-16 → 2009-06-01

Citigroup Global Markets Inc.

Las Vegas, NV

Las Vegas, NV

Other Businesses

INTERNATIONAL ASSOCIATION OF APPROVED BASKETBALL OFFICIALS; NOT-INVESTMENT RELATED; PROVIDENCE/RI; SPORTS OFFICIATING; TITLE: EMPLOYEE; START DATE: 1/2009; DURING BUSINESS HOURS - 0; AFTER BUSINESS HOURS - 15. *418535 - Team Sharp AAU; Investment related No; Kenilworth, NJ; Civic/Religious/Community; Coach (proprietor, partner, officer, director, employee, trustee, agent); Dec 2020; During business hours: 0; After business hours: 20.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2004-12-15
S63	Uniform Securities Agent State Law Examination	2004-11-30

S65 Uniform Investment Adviser Law Examination

2004-12-15
S63 Uniform Securities Agent State Law Examination

2004-11-30

View on SEC IAPD