Richard E Espinosa

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2022-06-20

FL RA
APPROVED

Since 2022-06-20

Branch Locations

4444 Sw 71St Avenue, Suite 101-A, Miami, FL 33155 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Guggenheim Partners Latin America, Inc	Miami	FL	08/2014	06/2022
Lj Investment Advisors, Llc	Miami	FL	10/2018	06/2022
Lpl Financial Llc	Miami	FL	06/2022	Present

08/2014 → 06/2022

Guggenheim Partners Latin America, Inc

Miami, FL
10/2018 → 06/2022

Lj Investment Advisors, Llc

Miami, FL
06/2022 → Present

Lpl Financial Llc

Miami, FL

Previous Registrations

2015-07-07 → 2022-06-08

Alti Wealth Management (Us International), Inc.

Coral Gables, FL
2018-10-24 → 2021-04-22

Alvarium Investment Managers (Us), Llc

Miami, FL

Other Businesses

1) 6/2022- Gulfstream Wealth Partners, LLC- DBA for LPL Business (entity for LPL business)- inv. related- Miami, FL 2) 6/2022- Real Estate Rental- co-owner with spouse- inv. related- 7720 Camino Real, Apt. E-307, Miami FL 33143- start date 2017- 0hrs

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2015-06-01

S65 Uniform Investment Adviser Law Examination

2015-06-01

View on SEC IAPD