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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-09-15
OK RA APPROVED 2016-07-13
  • TX RA
    APPROVED
    Since 2016-09-15
  • OK RA
    APPROVED
    Since 2016-07-13

Branch Locations

6100 S Yale Ave, Tulsa, OK 74136 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Tulsa OK 03/2016 Present
Bank Of America, N.A. Tulsa OK 08/2016 Present
Other Businesses

I*103483 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: CROSSTOWN LEARNING CENTER INVESTMENT RELATED: NO ADDRESS OF BUSINESS: TULSA, OKLAHOMA 74114, POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 1/24/2017 NUMBER OF HOURS DEVOTED: 4 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 2 DUTIES: I AM HELPING TO SERVE ON THE CROSSTOWN LEARNING CENTER'S BOARD AS AN INTERN. MY RESPONSIBILITIES INCLUDE SHOWING UP FOR MEETINGS, HELPING WITH FUNDRAISING, COORDINATING EVENTS, AND MANUAL LABOR. I*104560 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: CASCIA HALL ALUMNI ASSOCIATION BOARD INVESTMENT RELATED: NO ADDRESS OF BUSINESS: TULSA, OKLAHOMA 74114 NATURE OF BUSINESS: OTHER,SCHOOL POSITION, TITLE, ASSOCIATION: OTHER, BOARD MEMBER START DATE OF RELATIONSHIP: 4/12/2017 NUMBER OF HOURS DEVOTED: 2 HOURS QUARTERLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: TO FUEL THE ONGOING MISSION OF CASCIA HALL BY MAINTAING THE ALUMNI NETWORK TO SUSTAIN FRIENDSHIPS AND CONNECTIONS. AS A BOARD MEMBER I WILL BE HELPING WITH BOARD DEVELOPMENT, FUNDRAISING, EVENT PLANNING, AND COMMUNICATION WITH ALUMNI. I*4518270 Entity Type: For Profit Name of OBA: Treone Holdings LLC Address: Tulsa, Oklahoma, 74114 Investment Related: No Position, Title, Association: General Partner/Managing Member,Owner Employee Start Date: 05/11/2026 Number of Hours: 1, Weekly Number of Hours during trading: 0 Duties: This is going to be simply a holding company for myself and my wife for real estate, personal holdings, and small business investments. I will seek OBA approval for any business investments made under this LLC. I am just setting up the LLC now for me and my wife, M. M.. I will be the manager of this LLC. I*4798272, Entity Type: , Name of OBA: Cascia Hall Foundation, Address: Tulsa, Oklahoma, 74114, Investment Related: N, Position, Title, Association: Trustee, Employee Start Date: 08/01/2026, No Hours: 2 Monthly, No Hours during Trading: 1 Monthly, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-07-12
  • S66 Uniform Combined State Law Examination
    2016-07-12
Other Names
  • Morgan Martin
  • Morgan D Martin

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