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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-09-15 |
| OK | RA | APPROVED | 2016-07-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Tulsa | OK | 03/2016 | Present |
| Bank Of America, N.A. | Tulsa | OK | 08/2016 | Present |
I*103483 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: CROSSTOWN LEARNING CENTER INVESTMENT RELATED: NO ADDRESS OF BUSINESS: TULSA, OKLAHOMA 74114, POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 1/24/2017 NUMBER OF HOURS DEVOTED: 4 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 2 DUTIES: I AM HELPING TO SERVE ON THE CROSSTOWN LEARNING CENTER'S BOARD AS AN INTERN. MY RESPONSIBILITIES INCLUDE SHOWING UP FOR MEETINGS, HELPING WITH FUNDRAISING, COORDINATING EVENTS, AND MANUAL LABOR. I*104560 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: CASCIA HALL ALUMNI ASSOCIATION BOARD INVESTMENT RELATED: NO ADDRESS OF BUSINESS: TULSA, OKLAHOMA 74114 NATURE OF BUSINESS: OTHER,SCHOOL POSITION, TITLE, ASSOCIATION: OTHER, BOARD MEMBER START DATE OF RELATIONSHIP: 4/12/2017 NUMBER OF HOURS DEVOTED: 2 HOURS QUARTERLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: TO FUEL THE ONGOING MISSION OF CASCIA HALL BY MAINTAING THE ALUMNI NETWORK TO SUSTAIN FRIENDSHIPS AND CONNECTIONS. AS A BOARD MEMBER I WILL BE HELPING WITH BOARD DEVELOPMENT, FUNDRAISING, EVENT PLANNING, AND COMMUNICATION WITH ALUMNI. I*4518270 Entity Type: For Profit Name of OBA: Treone Holdings LLC Address: Tulsa, Oklahoma, 74114 Investment Related: No Position, Title, Association: General Partner/Managing Member,Owner Employee Start Date: 05/11/2026 Number of Hours: 1, Weekly Number of Hours during trading: 0 Duties: This is going to be simply a holding company for myself and my wife for real estate, personal holdings, and small business investments. I will seek OBA approval for any business investments made under this LLC. I am just setting up the LLC now for me and my wife, M. M.. I will be the manager of this LLC. I*4798272, Entity Type: , Name of OBA: Cascia Hall Foundation, Address: Tulsa, Oklahoma, 74114, Investment Related: N, Position, Title, Association: Trustee, Employee Start Date: 08/01/2026, No Hours: 2 Monthly, No Hours during Trading: 1 Monthly, Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-07-12 |
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