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Joseph Michael Mazza

Stifel, Nicolaus & Company, Incorporated

Boston, MA

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2021-09-17
  • CO RA
    APPROVED
    Since 2021-09-17

Branch Locations

125 High Street, Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Institutional Cash Distributors, Llc Cohasset MA 02/2015 08/2017
Jefferies Llc Boston MA 12/2017 09/2021
Unemployed N/A MA 08/2017 12/2017
Stifel Nicolaus & Co Inc Boston MA 09/2021 Present
  • 02/2015 → 08/2017
    Institutional Cash Distributors, Llc
    Cohasset, MA
  • 12/2017 → 09/2021
    Jefferies Llc
    Boston, MA
  • 08/2017 → 12/2017
    Unemployed
    N/A, MA
  • 09/2021 → Present
    Stifel Nicolaus & Co Inc
    Boston, MA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-03-06
S63 Uniform Securities Agent State Law Examination 2016-12-10
  • S65 Uniform Investment Adviser Law Examination
    2019-03-06
  • S63 Uniform Securities Agent State Law Examination
    2016-12-10

View on SEC IAPD

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Other Offices

COHERE CAPITAL · BOSTON, MA
BAYPINE HOLDINGS LP · BOSTON, MA
GUIDEPOST GROWTH EQUITY MANAGEMENT COMPANY, L.P. · BOSTON, MA
LONGWOOD MANAGEMENT LLC · BOSTON, MA
ADVENT INTERNATIONAL, L.P. · BOSTON, MA
NEW HERITAGE CAPITAL, LLC · BOSTON, MA
WUXI HEALTHCARE VENTURES MANAGEMENT US LLC · BOSTON, MA
NEWPATH MANAGEMENT, L.P. · BOSTON, MA

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