John Vamer Mitchell

Current Employers

Jm Tax & Financial Llc

Tega Cay, SC • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2019-10-05
SC	RA	APPROVED	2019-09-19

TX RA
APPROVED

Since 2019-10-05
SC RA
APPROVED

Since 2019-09-19

Branch Locations

Tega Cay, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
American Airlines	Arlington	VA	09/1987	12/2017
H.D. Vest Investment Services	Tega Cay	SC	09/2004	08/2019
Jm Tax & Financial Llc	Tega Cay	SC	06/2009	Present

09/1987 → 12/2017

American Airlines

Arlington, VA
09/2004 → 08/2019

H.D. Vest Investment Services

Tega Cay, SC
06/2009 → Present

Jm Tax & Financial Llc

Tega Cay, SC

Previous Registrations

2006-04-05 → 2019-07-03

Avantax Advisory Services

Tega Coy, SC

Other Businesses

JM Tax & Financial LLC 'NIR' 16115 Heron Run Dr Tega Cay, South Carolina 29708 Tax Preparation/Accounting Owner/Sole Proprietor 3/15/2010 10hrs 6hrs Prepare individual and business tax returns. Set up bookkeeping for small businesses

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-02-03
S63	Uniform Securities Agent State Law Examination	2004-10-25

S65 Uniform Investment Adviser Law Examination

2006-02-03
S63 Uniform Securities Agent State Law Examination

2004-10-25

Other Names

Jay Mitchell
John V Mitchell

View on SEC IAPD