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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-03-31
NY RA APPROVED 2025-03-21
  • TX RA
    APPROVED_RES
    Since 2025-03-31
  • NY RA
    APPROVED
    Since 2025-03-21

Branch Locations

One Bryant Park Division - Northeast, New York, NY 10036 • United States

One Bryant Park, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wagner College Staten Island NY 08/2016 05/2017
Unemploted Springfield NJ 05/2017 08/2017
American Income Life Insurance Edison NJ 08/2017 09/2017
Unemployed Springfield NJ 09/2017 12/2017
Ubs Financial Services Inc. Charlotte NC 12/2017 04/2018
Unemployed Springfield NJ 05/2018 08/2018
Ubs Financial Services Weehawken NJ 08/2018 02/2019
Ubs Financial Services Weehawken NJ 02/2019 09/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 03/2025 Present
Ubs Financial Services Weehawken NJ 09/2019 12/2022
Ubs Financial Services Weehawken NJ 01/2023 03/2025
  • 08/2016 → 05/2017
    Wagner College
    Staten Island, NY
  • 05/2017 → 08/2017
    Unemploted
    Springfield, NJ
  • 08/2017 → 09/2017
    American Income Life Insurance
    Edison, NJ
  • 09/2017 → 12/2017
    Unemployed
    Springfield, NJ
  • 12/2017 → 04/2018
    Charlotte, NC
  • 05/2018 → 08/2018
    Unemployed
    Springfield, NJ
  • 08/2018 → 02/2019
    Ubs Financial Services
    Weehawken, NJ
  • 02/2019 → 09/2019
    Ubs Financial Services
    Weehawken, NJ
  • 03/2025 → Present
    New York, NY
  • 09/2019 → 12/2022
    Ubs Financial Services
    Weehawken, NJ
  • 01/2023 → 03/2025
    Ubs Financial Services
    Weehawken, NJ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-05-16
  • S66 Uniform Combined State Law Examination
    2018-05-16
Other Names
  • Joseph Robert Wightman
  • Joseph Wightman

View on SEC IAPD

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