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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2023-08-10
TX RA APPROVED_RES 2023-08-10
  • OK RA
    APPROVED
    Since 2023-08-10
  • TX RA
    APPROVED_RES
    Since 2023-08-10

Branch Locations

1616 S Main St, Tulsa, OK 74119 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Minnesota Life Ins Co St Paul MN 05/2015 08/2023
Securian Financial Services, Inc St Paul MN 05/2015 08/2023
Securian Advisor Midamerica, Inc Tulsa OK 05/2015 Present
Cetera Wealth Services, Llc Tulsa OK 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 05/2015 → 08/2023
    Minnesota Life Ins Co
    St Paul, MN
  • 05/2015 → 08/2023
    Securian Financial Services, Inc
    St Paul, MN
  • 05/2015 → Present
    Securian Advisor Midamerica, Inc
    Tulsa, OK
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Tulsa, OK
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2015-08-11 → 2023-08-10
    Securian Financial Services, Inc.
    Tulsa, OK
    Cedar Rapids, IA
    St. Paul, MN
Other Businesses

1) CATALYST BENEFITS GROUP POSITION: Agent/Broker NATURE: DBA INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 05/01/2017 ADDRESS: , Tulsa OK , United States DESCRIPTION: Agent/Broker 2) HANEY FINANCIAL SERVICES POSITION: Owner NATURE: DBA INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2017 ADDRESS: , Tulsa OK , United States DESCRIPTION: Owner 3) ORDAINED MINISTRY SERVICES POSITION: Member NATURE: Volunteer/Community Outreach INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2000 ADDRESS: , Jenks OK , United States DESCRIPTION: Member 4) SAMA FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 09/25/2019 ADDRESS: , Hiawatha IA , United States DESCRIPTION: Agent/Broker 5) INFINITELYALLISONLLC POSITION: None NATURE: It's my wife's I was told to share it anyway. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/19/2022 ADDRESS: 7625 S Quebec Pl, Tulsa OK 74136, United States DESCRIPTION: My wife opened an LLC for a condo purchased for my step-son 6) NAME OF OTHER BUSINESS: GUIDE WEALTH PARTNERS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 08/2023; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 7. NAME OF OTHER BUSINESS: VETRUVIAN MASONIC LODGE JR DEACON; INVESTMENT RELATED: NO; ADDRESS: 117 WEST COMMERCAIL ST, BROKEN ARROW, OK 74012; NATURE OF BUSINESS: MASONIC LODGE; START DATE: 1/2025; POSITION/TITLE/RELATIONSHIP: JR DEACON; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: HELP WITH OPENING AND CLOSING THE LODGE MEETING;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-07-28
  • S66 Uniform Combined State Law Examination
    2015-07-28

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