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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2025-10-24 |
Branch Locations
3250 Mallard Cove Lane, Fort Wayne, IN 46804 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Smith Green Community Schools | Churubusco | IN | 07/2013 | 04/2017 |
| Waterman Financial Services Llc | Fort Wayne | IN | 05/2015 | Present |
| Sii | Carmel | IN | 03/2017 | 11/2018 |
| Osaic Wealth, Inc. | Fort Wayne | IN | 11/2018 | 06/2026 |
| Osaic Wealth, Inc | Fort Wayne | IN | 06/2026 | Present |
1. KIRSTEN L. SCHUMAN POSITION: Notary Public NATURE: Notary Public INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 02/19/2015 ADDRESS: 3250 Mallard Cove Lane, Fort Wayne IN 46804, United States DESCRIPTION: To notarized documents as needed for clients or associates. I do not typically collect a fee but do it as a service to clients and associates. 2. CHURUBUSCO COMMUNITY CHILD CARE CENTER POSITION: Board Of Directors NATURE: Non Profit Organization INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 03/11/2024 ADDRESS: 111 Home Avenue, Churubusco IN 46723, United States DESCRIPTION: Attend bi-monthly meetings to discuss current events, financials, enrollment, fundraisers, policies and procedures for the Day Care Center. Doing our very best to ensure the Day Care is functioning as best as possible and to develop new strategies along the way. 3. INSURANCE AGENT POSITION: Insurance Agent NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 06/24/2026 ADDRESS: 3250 MALLARD COVE LANE, FORT WAYNE IN 46804, United States DESCRIPTION: Fixed Life and Fixed Annuity Sales 4. WATERMAN FINANCIAL SERVICES LLC POSITION: Registered Rep NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/17/2026 ADDRESS: 3250 MALLARD COVE LANE, FORT WAYNE IN 46804, United States DESCRIPTION: DBA for Marketing Purposes Only
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-10-22 |
| S63 | Uniform Securities Agent State Law Examination | 2017-05-17 |
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