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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2017-11-29 |
Branch Locations
102 2Nd Street Se, Suite A, Roseau, MN 56751 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Centers Of America | Roseau | MN | 08/2016 | 11/2017 |
| Lpl Financial Llc | Roseau | MN | 11/2017 | Present |
1. 8/14/2019 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 08/13/2019 - 20 Hours Per Month/10 Hours During Securities Trading - Selling fixed annuities and fixed insurance. 2. 09/19/2022 - Number 9 Investments, Inc. - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Start Date - 09/15/2022 - 160 Hours Per Month/140 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-12-29 |
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