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Brian Keith Mcmillin

LPl Financial LLC

Roseau, MN

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2017-11-29
  • MN RA
    APPROVED
    Since 2017-11-29

Branch Locations

102 2Nd Street Se, Suite A, Roseau, MN 56751 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investment Centers Of America Roseau MN 08/2016 11/2017
Lpl Financial Llc Roseau MN 11/2017 Present
  • 08/2016 → 11/2017
    Investment Centers Of America
    Roseau, MN
  • 11/2017 → Present
    Roseau, MN
Previous Registrations
  • 2017-01-05 → 2017-11-29
    Investment Centers Of America, Inc.
    Roseau, MN
Other Businesses

1. 8/14/2019 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 08/13/2019 - 20 Hours Per Month/10 Hours During Securities Trading - Selling fixed annuities and fixed insurance. 2. 09/19/2022 - Number 9 Investments, Inc. - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Start Date - 09/15/2022 - 160 Hours Per Month/140 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-12-29
  • S66 Uniform Combined State Law Examination
    2016-12-29
Designations

View on SEC IAPD

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