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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-11-05 |
| CA | RA | APPROVED | 2025-10-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Company | San Dimas | CA | 02/2020 | 06/2021 |
| Nylife Securities, Llc | San Dimas | CA | 09/2020 | 06/2021 |
| America & Asia International Investment, Inc | Chino Hills | CA | 02/2016 | 05/2018 |
| Unemployed | Chino Hills | CA | 06/2018 | 01/2020 |
| Pruco Securities Llc | Los Angeles | CA | 06/2021 | 11/2021 |
| Prudential Financial | Los Angeles | CA | 08/2021 | 11/2021 |
| Jp Morgan Chase Bank, N.A. | Irvine | CA | 03/2022 | 09/2025 |
| Jp Morgan Securities, Llc | Irvine | CA | 03/2022 | 09/2025 |
| Unemployed | Chino Hills | CA | 12/2021 | 02/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Irvine | CA | 09/2025 | Present |
| Bank Of America, N.A. | Irvine | CA | 11/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-08-28 |
| S63 | Uniform Securities Agent State Law Examination | 2021-03-19 |
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